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GENERAL INTEREST
Crystals
and Oscillators
when stability counts…
By Owen Bishop
A survey of these essential electronic systems, how they work, and how
they are used. Practical component values are given for each oscillator.
used in various applications. In addi-
tion, there are ceramic materials
such as the PZT ceramics, consisting
of solid solutions of lead, zirconium
and titanium. Another piezo-electric
group comprises polymers such as
polyvinyl chloride and difluorpoly-
ethylene. For these, the piezo-elec-
tric property depends on their pro-
cessing. A thin plastic foil is warmed
and exposed to a strong electric
field, then cooled to room tempera-
ture. This causes polarisation of the
material, which then has piezo-elec-
tric properties.
to C is very much higher that we
could obtain by using real compo-
nents, giving the crystal a very high
Q (quality factor). A crystal may
have Q of up to 100,000. Compare
this with Q of only a few hundred for
a typical LC network.
Crystals can be driven in series
resonance or in parallel resonance .
At the series resonance frequency,
the crystal acts as a capacitor and
inductance in series. The impedance
across the crystal is at a minimum
(equal to R only). At the parallel res-
onance frequency, which is slightly
higher, the crystal acts as an induc-
tor and capacitor in parallel. Its
impedance rises to a maximum at
this frequency. Crystals are usually
cut so as to operate best in one or
other of these modes. Additionally,
they may be cut to operate in funda-
mental mode or harmonic (overtone)
mode. The overtones are the odd
harmonics of the fundamental so
that, for example a crystal cut to
oscillate at 100 kHz will also oscillate
at 300 kHz, 500 kHz, 700 kHz and
higher harmonics.
One of the limitations of crystals
is that a crystal cut to have a high-
frequency fundamental may be very
thin and therefore easily subject to
mechanical damage. The upper limit
for fundamental mode crystals is
about 70 Hz. Crystals for frequencies
in the hundreds of megahertz ranges
C o
C
R
L
010083 - 12
Figure. 1. The electronic equivalent of a quartz
crystal.
The stability of the better RC oscillators is
about 0.1%, while LC oscillators are stable up
to 0.01%. If we require greater stability, the
choice falls on a crystal oscillator. Certain
crystalline substances, of which quartz is a
prime example, have the property that they
produce an electric field when they are sub-
jected to stress and, conversely, become
physically distorted when they are subjected
to an electric field. This is known as the
piezo-electric effect. Consequently, it is pos-
sible to cut a crystal so that it will physically
vibrate at a given frequency when it is sub-
ject to an alternating electric field. Instead of
the electro-magnetic resonance of the LC net-
work, we have the electro-mechanical reso-
nance of the piezo-electric crystal. The differ-
ence is that crystals can easily be machined to
high precision, with natural frequencies as
close as 10 parts per million. (ppm)
Although quartz is the most often used
material, other substances such as lithium-
niobate, lithium-tantalate, bismuth-germa-
nium oxide, and aluminium-phosphate are
Electronic equivalent
From the electronic viewpoint an
RLC circuit ( Figure 1 ) may model the
behaviour of the crystal. The induc-
tor L corresponds to the mass of the
quartz slab. The capacitor C models
the stiffness of the slab. The resistor
R represents losses of energy occur-
ring when the crystal is flexed or
flexes. The second capacitor, C o , is
the capacitance between the elec-
trodes plated on either side of the
slab. Typically, L is a very high
inductance while C is very low. For
example, in a crystal cut to oscillate
at 200 kHz, L is 27 H, C is only
0.024 pF, R is 2 kΩ and C 0 is 9 pF. Val-
ues such as these are used when
modelling the action of a crystal in
computer simulations. The ratio of L
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GENERAL INTEREST
are cut to have a relatively low fun-
damental but are operated in har-
monic mode. A maximum frequency
of about 500 MHz is obtainable by
this means.
Thermal stability is important in
some applications of oscillators. The
temperature coefficient depends on
the way the crystal is cut. For exam-
ple, the popular AT-cut gives a crys-
tal with a coefficient of ±0.002% over
the range
ance at the resonant frequency and
therefore producing an output signal
of maximum amplitude.
The Pierce oscillator ( Figure 2 ) is
an instance of the use of series reso-
nance. Feedback is routed through
the crystal and is a maximum when
the crystal is resonating in series
mode, with minimum impedance.
Note that this oscillator has no need
for a tuned circuit, relying only on
the crystal to determine its oscillat-
ing frequency.
Crystal oscillators are not only the
most precise but also among the
fastest of the oscillators in common
use. Modern digital circuits require
fast clocks to drive them, clocks with
frequencies measured in tens or hun-
dreds of megahertz. The circuit for
using a crystal to provide feedback
from the output of a CMOS inverter
gate is too well known to need
repeating here.
Some of the fastest oscillators
make use of surface acoustic wave
(SAW) devices. These are small
strips of piezo-electric material with
an array of electrodes plated on
them at both ends ( Figure 3 ). At one
end (the input end) an electric field
between the electrodes causes the
surface of the strip to become dis-
torted. This creates a wave that
passes along the surface of the strip.
It is an acoustic wave and travels
through the strip at the speed with
which sound travels in that material
(about 3000 m/s). A fraction of a sec-
ond later, when the wave reaches
the other (output) end of the strip,
the electric field associated with the
wave produces a pd between the
electrodes there. SAWs are used as
bandpass filters, for the spacing
between the electrodes at each end
determines which frequency will be
most strongly fed into the SAW and
recovered at the other end. The time
taken for the wave front to pass
along the strip gives the filter the
+12V
L1
2mH6
Feedback
Output
C1
C2
X1
200kHz
1n
10n
T1
C. This
compares with several percent for
most capacitors. For greater stability
the crystal may be enclosed in an
‘oven’. The crystal is cut so as to
have a minimum temperature coeffi-
cient at a particular temperature
higher than room temperature. The
oven is then maintained at this tem-
perature. There are the disadvan-
tages of providing power for the
oven, the large volume of the oven,
and the time it takes to warm up.
Against this, there is the improved
thermal stability, in the region of
55
°
C to +105
°
Tuned
Element
R1
2N3819
Amplifier
010083 - 11
Figure. 2. Pierce crystal oscillator.
±
5
parts per ten million.
With the increasing use of high-
frequency communications channels,
and high clock speeds in digital
equipment, greater use is being made
of resonators in place of crystals.
These are small discs of PZT ceram-
ics or similar piezo-electric materials
that are capable of operating at fre-
quencies in the Gigahertz range.
Input
Output
Piezo-electric
strip
010083 - 13
Figure. 3. A surface acoustic wave (SAW)
device.
Crystal oscillators
Crystals are used to replace or to
partly replace the resonant circuit in
all the oscillators that normally rely
on an LC circuit. For example, the
crystal-controlled version of the Col-
pitts oscillator has a crystal and a
capacitor in place of the inductor L1.
With a crystal fitted instead of the
inductor, the frequency is more pre-
cisely fixed. In such a circuit, the
crystal is being operated in parallel
resonance, having maximum imped-
properties of a delay line. As a component of
an oscillator, a SAW delay line is used in the
same way at the RC network of a phase shift
filter. The time taken to introduce a phase
shift of 180° is extremely short and so the fre-
quency of such oscillators is extremely high.
Typically, they range up to about 2 GHz.
Oscillators employing dielectric resonators in
the feedback loop exceed even this figure. At
this point we are well into the microwave
ranges, with their specialised features, and
will bring this discussion to a close.
(010083-1)
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